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BAYRIDGE SECURITES, LLC

Terms & Conditions

WEBSITE TERMS & CONDITIONS OF USE

Bayridge Securities, LLC — Member FINRA / SIPC   |   Last Updated: June 11, 2026

 

These Terms & Conditions of Use (the “Terms”) govern your access to and use of the website located at www.bayridgesecurities.com and any related pages, content, tools, and services (collectively, the “Site”) operated by Bayridge Securities, LLC (“Bayridge,” “we,” “us,” or “our”), a broker-dealer registered with the U.S. Securities and Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).
 

By accessing or using the Site, you acknowledge that you have read, understood, and agree to be bound by these Terms and by our Privacy Policy, which is incorporated by reference. If you do not agree to these Terms, do not access or use the Site.
 

1. Eligibility and Acceptance

The Site is intended for users who are at least 18 years of age and located in jurisdictions where access to the Site and its content is lawful. By using the Site, you represent and warrant that you meet these requirements and that your use of the Site does not violate any applicable law or regulation. We reserve the right to refuse access to the Site to any person at any time, for any lawful reason.
 

2. No Offer or Solicitation

The information on the Site is provided for general informational purposes only. Nothing on the Site constitutes, or is intended to constitute, an offer to sell or the solicitation of an offer to buy any security, product, or service, nor a recommendation, endorsement, or solicitation of any investment strategy or transaction, in any jurisdiction in which such an offer, solicitation, or recommendation would be unlawful.
 

Securities products and brokerage services are offered only to eligible persons and only through appropriate account documentation, agreements, and disclosures, and where the firm and its associated persons are appropriately registered or exempt from registration. Information on the Site is not directed to, and is not intended for use by, any person in any jurisdiction where such use would be contrary to law or regulation.
 

3. Not Investment, Legal, or Tax Advice

Content on the Site does not constitute investment, financial, legal, accounting, or tax advice, and should not be relied upon as such. The Site does not take into account your particular investment objectives, financial situation, or needs. You should consult your own financial professional, attorney, or tax advisor before making any investment decision. All investing involves risk, including the possible loss of principal. Past performance is not indicative of future results.
 

4. Accounts and Registration

Certain areas of the Site may require you to register for an account or to log in using credentials we provide or that you create. You agree to provide accurate, current, and complete information and to keep that information updated. You are responsible for safeguarding your login credentials and for all activity that occurs under your account. You agree to notify us immediately at bayridge@bayridgesecurities.com of any unauthorized use of your account or any other breach of security.
 

We may suspend, restrict, or terminate your account or access to the Site at any time, with or without notice, if we believe you have violated these Terms or applicable law, or as necessary to protect the Site, our clients, or third parties.
 

5. Acceptable Use

You agree that you will not, and will not permit any third party to:

  • Use the Site for any unlawful, fraudulent, or unauthorized purpose, or in violation of any applicable federal or state securities laws, FINRA rules, or other regulations;

  • Attempt to gain unauthorized access to the Site, other user accounts, or any computer systems or networks connected to the Site;

  • Introduce viruses, malware, or other malicious or harmful code, or otherwise interfere with the proper functioning, security, or integrity of the Site;

  • Use any robot, spider, scraper, or other automated means to access, monitor, or copy the Site or its content without our prior written permission;

  • Reproduce, duplicate, copy, sell, resell, or exploit any portion of the Site or its content except as expressly permitted by these Terms;

  • Impersonate any person or entity, or misrepresent your affiliation with any person or entity; or

  • Use the Site to transmit unsolicited communications, chain letters, or unauthorized advertising or promotional materials.
     

6. Intellectual Property

The Site and its contents — including text, graphics, logos, trademarks, service marks, images, data compilations, and software — are owned by or licensed to Bayridge and are protected by United States and international copyright, trademark, and other intellectual property laws. Except as expressly authorized in writing, you may not copy, modify, distribute, transmit, display, perform, reproduce, publish, license, or create derivative works from any material on the Site. All rights not expressly granted are reserved.
 

7. Third-Party Links and Content

The Site may contain links to third-party websites, content, or resources that are not owned or controlled by us. We provide these links for convenience only and do not endorse and are not responsible for the content, products, services, privacy practices, or accuracy of any third-party site or resource. Your use of any third-party site is at your own risk and subject to that third party’s terms and policies. The inclusion of any link does not imply any affiliation, sponsorship, or endorsement.
 

8. Electronic Communications and Consent

By using the Site or providing us with your contact information, you consent to receive communications from us electronically, including by email and through the Site. You agree that all agreements, notices, disclosures, and other communications that we provide to you electronically satisfy any legal requirement that such communications be in writing, to the extent permitted by applicable law.
 

9. Business Continuity

Bayridge maintains a business continuity plan addressing how we intend to respond to events that significantly disrupt our business. A summary of our business continuity plan is available upon request by emailing us at bayridge@bayridgesecurities.com. Because the timing and impact of disasters and disruptions are unpredictable, we may have to make adjustments to our plan, and no assurance can be given that any particular event will be addressed as described.
 

10. Order Routing and Site Availability

Any transactional functionality available through the Site is subject to acceptance, applicable account agreements, market conditions, and our policies and procedures. We do not guarantee that the Site will be available at all times or that access will be uninterrupted, timely, secure, or error-free. Market data and other information may be delayed, and you should not rely on the Site for time-sensitive transactions. We are not responsible for losses resulting from system failures, delays, interruptions, or inaccuracies, except to the extent required by applicable law or FINRA regulations.
 

11. Disclaimer of Warranties

THE SITE AND ALL CONTENT, INFORMATION, AND SERVICES PROVIDED THROUGH IT ARE PROVIDED “AS IS” AND “AS AVAILABLE,” WITHOUT WARRANTY OF ANY KIND, EXPRESS OR IMPLIED. To the fullest extent permitted by applicable law, we disclaim all warranties, including the implied warranties of merchantability, fitness for a particular purpose, title, and non-infringement, and any warranty that the Site will be accurate, complete, reliable, secure, uninterrupted, or free of viruses or other harmful components. No advice or information obtained from us or through the Site creates any warranty not expressly stated in these Terms.
 

12. Limitation of Liability

TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, AND EXCEPT AS OTHERWISE REQUIRED BY FINRA RULES OR THE FEDERAL SECURITIES LAWS, IN NO EVENT SHALL BAYRIDGE, ITS AFFILIATES, OR THEIR RESPECTIVE OFFICERS, DIRECTORS, EMPLOYEES, OR AGENTS BE LIABLE FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES, or any loss of profits, data, or goodwill, arising out of or relating to your access to or use of, or inability to access or use, the Site, whether based on warranty, contract, tort (including negligence), statute, or any other legal theory, even if we have been advised of the possibility of such damages.
 

Nothing in these Terms limits or excludes any liability that cannot be limited or excluded under applicable law, including any rights you may have under the federal securities laws or FINRA rules. Some jurisdictions do not allow the exclusion or limitation of certain damages, so some of the above limitations may not apply to you.
 

13. Indemnification

You agree to indemnify, defend, and hold harmless Bayridge, its affiliates, and their respective officers, directors, employees, and agents from and against any claims, liabilities, damages, losses, and expenses (including reasonable attorneys’ fees) arising out of or in any way connected with your access to or use of the Site, your violation of these Terms, or your violation of any applicable law or the rights of any third party.
 

14. Dispute Resolution; Arbitration

Any dispute, claim, or controversy arising out of or relating to these Terms or your use of the Site (and not otherwise governed by a customer or account agreement) shall be governed by the dispute-resolution provisions set forth in your account agreement and FINRA arbitration rules. To the extent any such dispute is subject to arbitration, it shall be resolved through arbitration in accordance with the applicable rules of FINRA Dispute Resolution Services or another forum as required or permitted by FINRA rules.
 

15. Governing Law

These Terms shall be governed by and construed in accordance with the laws of the State of California, USA, without regard to its conflict-of-law principles, except to the extent preempted or governed by federal law, including the federal securities laws and FINRA rules. Subject to Section 14, you agree to the exclusive jurisdiction and venue of the state and federal courts located in San Francisc, California for any matter not subject to arbitration.
 

16. Changes to These Terms

We may modify these Terms at any time by posting the revised version on the Site and updating the “Last Updated” date above. Changes are effective upon posting unless otherwise stated. Your continued use of the Site after any change constitutes your acceptance of the revised Terms. We encourage you to review these Terms periodically.
 

17. Severability and Waiver

If any provision of these Terms is held to be invalid or unenforceable, that provision shall be enforced to the maximum extent permissible, and the remaining provisions shall remain in full force and effect. Our failure to enforce any right or provision of these Terms shall not constitute a waiver of that right or provision.
 

18. Entire Agreement

These Terms, together with the Privacy Policy and any account or customer agreement applicable to you, constitute the entire agreement between you and Bayridge regarding your use of the Site and supersede all prior or contemporaneous understandings regarding such subject matter.
 

19. Contact Us

If you have questions about these Terms, please contact us at:

Bayridge Securities, LLC

Attn: Compliance Department

535 Mission St., Suite 118, San Francisco, CA 94105

Email: bayridge@bayridgesecurities.com   |   Telephone: (415) 295-4785

CRD No.: 155765

 

Bayridge Securities, LLC is a member of FINRA and SIPC. For more information, see FINRA’s BrokerCheck at brokercheck.finra.org.​​

 

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